- Wellesley College (B.A., cum laude, 2002)
Director of Operations and Analytics
Elaine Mui, a senior analyst and our Director of Operations and Analytics, is based in our New York office.Ms. Mui focuses on securities litigation and monitoring and conducts financial analysis, factual research and investigation for our attorney teams advising clients in connection with securities fraud matters. Ms. Mui is also responsible for the management and organization of the teams supporting our attorneys and cases. She also coordinates KM’s marketing and business planning efforts.
Prior to joining KM, Ms. Mui was a Vice President at two New York-based hedge funds: Drake Management, and, more recently, Plural Investments.
At Drake, Ms. Mui negotiated trading documentation including ISDA master agreements, repurchase agreements, prime brokerage services agreements, and futures agreements. She also conducted ERISA reviews of structured products, managed litigation matters including bankruptcy filings and class action matters, and assisted with regulatory filings and other non-trading-related compliance matters.
At Plural, Ms. Mui drafted and negotiated trading documentation as well as vendor and other business agreements, and enforced and monitored the firm’s compliance program with a focus on trading compliance, regulatory matters, and internal rules. Trading compliance matters included maintaining a restricted trading list, conducting analysis for soft dollar distributions, evaluating trades involving non-public information, and monitoring trading activity for fraud. She also assisted with the firm’s anti-money laundering policy and due diligence matters regarding employees, counterparties, and vendors.